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The enforcement process against financial services firms by the UK Financial Conduct Authority and the Swedish Finansinspektionen with a focus on independence, transparency and the calculation basis of financial penalties

Enforcement Banking & Finance

The aim of this paper is to address the separate processes followed by the UK Financial Conduct Authority and the Swedish Finansinspektionen (Swedish Financial Supervisory Authority) on enforcement actions...Read more

Andreas Gustafsson

Partner, Stockholm University - Swedish Corporate Governance Institute, Sweden

Sofia Skroubi

Head of Legal Europe, Regulatory & Commercial, FNZ Group, Sweden

Key Issues and Impacts from Notable Enforcement Actions by U.S. Regulators in 2024

Enforcement Banking & Finance