Five Considerations for US Advisers Contemplating Registration in the UK
John Monsky, Partner and General Counsel, Oak Hill Capital Management
Lynne Carreiro, Senior Principal Consultant, ACA Compliance Group
With the continuously increasing globalization of US corporations, it is to be expected
that the US investment industry would not be far behind. Based on a recent review of
51 top hedge fund managers, 29% of the US domiciled advisers reported being
registered with at least one foreign regulatory body. The Financial Services
Authority of the United Kingdom (“FSA”), appears to be the overseas location of
choice, with 80% of the foreign registered US advisers and six of the ten largest
being Authorized under the FSA.
Read full paper
Subscribe to the IICJ