6 Steps to Compliance with the DOL Fiduciary Rule or a Uniform Fiduciary Standard
Vince Micciche, CEO and Chief Compliance Officer, LifeMark Securities Corp, USA
A Path Through the Forest - The Role of Agency Guidance in Developing Regulatory Compliance Programs
Jack Sorokin, Deputy General Counsel (Retired), Beckman Coulter, Inc, USA
Applying Global Compliance Standards in a Diverse Regulatory Environment
Phillip Poland, Director, Customs and Regulatory Affairs, DHL Express Americas Region, USA
Bridging the Savings and Investing Gap: A New Approach to Terms for Retail Investment Services
Claire Mooney, Lawyer, Barclays PLC, UK
Sally Wallwork, Lawyer, Barclays PLC, UK
Common Reporting Standards
Sören Seitz, Vice President & Chief Compliance Officer, Manulife Asia, Hong Kong
Steven Yeo, Senior Vice President & General Counsel, Manulife Asia, China
Compliance and Clever Risk Taking
Henrik Duedahl Høyer, Compliance Officer, Compliance Management Advokat, LL.M., Nets Holding A/S, Denmark
Compliance Blueprint
Michael Jemmott, Technical and Compliance, Skanska Facilities Services, UK
Compliance Challenges for In-House Counsel - Should ethical standards for conducting business be different from country to country?
Karina Pelaez, Legal & Compliance Head, Toyota Compañia Financiera de Argentina S.A., Argentina
Compliance in the Insurance Sector
Paolo Amato, Legal Counsel, Skandia Vita, Italy
Compliance Red Flags: What Companies Should Look Out For in Times of Change
Fabiana Lacerca-Allen, SVP Compliance, Aimmune Therapeutics, USA
Tatiyana Akers, Corporate Compliance Consultant, Independent Consultant, USA
Laura Hamm, Director, Corporate Compliance, Aimmune Therapeutics, USA
Brenda Crabtree, Associate Director, Compliance Auditing and Monitoring, Aimmune Therapeutics, USA
Compliance Risk Assessment at Siemens
Jan Hansen, Head of Compliance Remediation & Risk Prevention, Siemens, Germany
Compliance Risk Management: A Game-changing Strategy in Mergers & Acquisitions
Isabelle Rust, Head of Third Party Compliance Management, Airbus Defence and Space, Germany
Camelia Gardot, Senior Legal Counsel, Airbus, France
Compliance with New Anti-Money Laundering Requirements in New York State
Bruce Ortwine, General Counsel, Americas; Adviser, Global Legal and Compliance; Senior Executive Vice President, Sumitomo Mitsui Trust Bank, Limited, USA
Compliance: A Restated Definition
Guido De Clercq, Deputy Secretary General, GDF Suez, France
Co-Ordinating and Managing a Corporate Insurance Mediation Directive (IMD) Compliance Programme
Ifeanyi Uyanneh, Legal Counsel - Compliance Director, Affinion International Limited, UK
Could Banks do More in the Fight Against Money Laundering?
Viri Chauhan, Global Head of Governance, Risk and Compliance, International Compliance Training Ltd, UK
Covid19 and the new Role of Legal and Compliance
Fabio Cunha, General Counsel, Legal and Compliance Director, DASA, Brazil
Critique of the U.S. Department of Justice Evaluation of Corporate Compliance Programs
Bruce Ortwine, General Counsel, Americas; Adviser, Global Legal and Compliance; Senior Executive Vice President, Sumitomo Mitsui Trust Bank, Limited, USA
Driving Transparency in Corporate Compliance: A Suggested Approach for using Technology to Influence Behavior for the New Decade
Hui Chen, Founder, HuiChenEthics. com, USA
Matthew Galvin, VP Ethics & Compliance, InBev SA, USA
Elements of an Integrated Corporate Compliance System
Luca Franceschini, Head of Integrated Compliance, Eni S.p.A., Italy
Etisalat's Telecoms Regulatory Compliance Program
Sam Robinson, Specialist, Regulatory Compliance, Etisalat, UAE
Nancy Miqdadi, Manager, Regulatory Compliance, Etisalat, UAE
Kim Hilton, Director Regulatory Legal Affairs and Compliance, Etisalat, UAE
Formulating a Whistleblowing Policy and it's Implementation
Professor R Balakrishnan, Symbiosis Institute of Business Management, India
From Compliance to Commitment: The Way We Work at Walmart
Daniel Trujillo, Chief Ethics & Compliance Officer Walmart International, Wal-Mart Stores, Inc., USA
Global Compliance Training by a U.S. In-House Lawyer: Dealing with the 'Ugly American' Challenge
Robert Lindquist, Chief Compliance Officer, Panasonic Avionics Corporation, USA
Global Subsidiary Compliance: Where are the Efficiencies?
Matthew Eckford, Regional Engagement Director, TMF Group, UK
Governance and Organisational Dilemmas in Building up Your Due Diligence Process
Lorenzo Mecocci, Senior Legal & Compliance Counsel, Aerospace & Defence, Italy
How to Set-up a Compliance Function and Make it a Strategic Partner to an Organisation
Robert Payawal, Head of Legal, Compliance and Operational Risk, Abu Dhabi Finance, UAE
Implementing Compliance Programs in a Consensus Culture
David Birk, SVP General Counsel, Blackbelt Compliance, USA
Introducing, Implementing and Improving Compliance; Challenges in Cross Boarder Environment and Market Entry Situations
Diana Maher, Director, Acdimo Group Limited, Cyprus
Legal and Compliance Teams Making it to the Start Line
Reshma McGowan, Assistant Vice President, Legal and Compliance, GSO Capital Partners LP, USA
Next-Level Compliance: What Every Board Member Should Know
Fabiana Lacerca-Allen, President, Ethiprax, USA
Open Source Software: Compliance and Risk Mitigation
Shilpi Sneha, India
Organizational Compliance Failures Quickly Become a Legal Problem
Bruce Ortwine, General Counsel, Americas, Sumitomo Mitsui Trust Bank, Limited, USA
Regulatory Compliance in a Multi-National Organization
Jack Sorokin, Deputy General Counsel (Retired), Beckman Coulter, Inc, USA
Role of In-House Counsel in Transnational Operations
Philip Kessack, Senior Counsel, Americas Business Lines, AECOM Technology Corporation, UK
Shark-Infested Waters: The New (And Much More Aggressive) Role of Regulatory Oversight and What You Can Do to Keep Your Company Clean
James M. René, Deputy General Counsel, Alcatel-Lucent, United States
Suitability Requirements for Members of Corporate Bodies Within the Framework of an International Banking Group
Laura Orofino, Senior Manager, Intesa Sanpaolo, Italy
The Impact of Anti-Bribery Laws on your Organization and Implementing a Compliance Culture
Orla Gillen, Vice President & Associate General Counsel, AWAS, Ireland
The Impact of the Fraud and Abuse Laws on Pharmaceutical Advertising and Marketing Compliance: A Manufacturer's Perspective
Leslie Restaino, General Counsel, Validus Pharmaceuticals, USA
The Siemens Compliance System 'Prevent - Detect - Respond and Continuous Improvement'
Dr. Jens Burgard Rechtsanwalt, Senior Legal Counsel, Siemens AG Compliance Legal, Germany
The Siemens Compliance System: 'Prevent - Detect - Respond and Continuous Improvement'
Josef Winter, Chief Compliance Officer (CCO), Siemens, Germany
Klaus Moosmayer, Chief Counsel Compliance, Siemens, Germany
Transparency Obligations of Listed Companies According to Greek Law
Effie Meridou, Head of Legal, SATO SA, Greece
Use of Six Sigma for Continuous Improvement of Compliance Programs
Patricia Eastwood, Senior Corporate Counsel, Caterpillar USA, USA
Wes Blumenshine, General Counsel and Secretary of Caterpillar Financial Services Corporation and Deputy General Counsel of Caterpillar Inc.
What Makes a Great Compliance Leader?
Lisa Mares, Executive Assistant, Compliance, Aimmune Therapeutics, Inc., USA
Laura Hamm, Director, Corporate Compliance, Aimmune Therapeutics, USA
Brenda Crabtree, Associate Director, Compliance Auditing and Monitoring, Aimmune Therapeutics, USA
Fabiana Lacerca-Allen, SVP Compliance, Aimmune Therapeutics, USA
When Good Faith is Not Good Enough
Andrew M. Kanter, Vice President, International Operations and Legal Affairs, Autonomy, Inc., UK
Deborah Baron, Vice President of Legal and Compliance, Autonomy, Inc., UK
When the Government Comes Knocking
Robert Schwartz, General Counsel and Chief Compliance Officer, Deer Park Road Capital Management Company, USA
Why a Miami Federal Court Ruling Could Affect ADA Compliance Across the US and is the Business World Watching?
Erika Cappiello, In-house Counsel, South Florida Educational Federal Credit Union, USA
Why Companies Screw Up: It's the Culture... Obviously
David Birk, Managing Director, Black Belt Compliance, LLC, USA
Why it's Important to Have an Effective Compliance Management System in Place
Paul Martin, Director Compliance and Strategic Initiatives, United Lender Services, USA